You are here
About Our Client
Our client has $5 billion aum and has been highly successful in the electronic trading market.
Assist with any queries relating to KYC processes to ensure adherence to internal procedures and industry best practice;
Interact with our onboarding team, etc. to obtain KYC and other compliance information and documentation on a case by case basis;
Suggest and implement new efficiencies in the on-boarding process;
Perform rolling due diligence especially with regard to PEPs, and other high risk accounts and AML-related reviews;
Assist in the supervision and establishment of ML controls e.g. transactions, deposits, withdrawals etc.
Assist in drafting, updating and monitoring the company's policies and procedures for relevant business areas;
Gather information and prepare responses to enquiries from the FCA and/or other EEA regulatory bodies or law enforcement agencies; draft SARS for the NCA;
Assist with transaction inquiries and any related reporting requirements;
Carry out any other ad-hoc tasks at the request of the Compliance Officer, etc such as preparing the MLRO Report; and
Draft and coordinate responses to the Financial Ombudsman Service.
The Successful Applicant
The candidate will have a strong educational background supported by AML experience ideally in Financial Services.
What's on Offer
a six figure total package is available