AML Director , Private Bank/ Wealth Management

Hong Kong Island Permanent
  • Join a prestige private bank to lead its AML team
  • Great culture, good work life balance

About Our Client

Our client is a boutique private bank with an excellent track record in the private banking and wealth management industry. They are voted as one of the best employers in Asia in 2021. They take care of their employees as well as their customers.

Job Description

Reporting to the Head of AML, your title is Associate Director/ Director AML.

Main Responsibilities:

  • Support the Head of AML in the day-to-day handling of matters fallen under AML monitoring & review (including activities in relation to PEP, TM alerts, Periodic Review, STR filing, AML Committee, etc.)
  • Perform periodic client account review on existing clients
  • Perform transaction monitoring on client accounts
  • Perform clearance on PEP and adverse news screening
  • Assist in preparing AML Committee agenda and minutes
  • Develop, maintain, review and enhance AML & compliance related policies and procedures as well as proper control to ensure that the Bank's activities are in compliance with the latest regulatory requirements
  • Participate in the Bank's ad-hoc compliance projects and provide compliance support
  • Provide advisory support to business functions on AML/CFT policies and procedures
  • Handle enquiries from external regulators and manage regulatory updates, tracking and remediation on relevant AML issues or findings

The Successful Applicant

Key requirements:

  • University degree holder in Law, Accounting, Finance or business related disciplines
  • Holder of Certified AML Professional (CAMLP) under the HKMA ECF on AML/CFT is preferred
  • At least 8 years' relevant AML/FCC experience, preferably in private banking
  • Good command of spoken and written English and Chinese
  • Positive and self-motivated
  • Good communication and interpersonal skills

What's on Offer

  • Good career progression
  • Great benefits and work life balance
  • Friendly working environment
Contact
Jeremy Lam
Quote job ref
JN-092021-3577924

Job summary

Location
Contract type
Consultant name
Jeremy Lam
Job reference
JN-092021-3577924