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Chief Operating Officer - Financial Securities

Bangkok Permanent View Job Description
The Chief Operating Officer (COO) will oversee all operational functions of the securities firm, ensuring efficient, compliant, and client-focused processes across the organisation. This role is responsible for managing operations, settlements, clearing, custody, and client on boarding (CDD/KYC), while driving operational excellence and risk management.
  • Strategic Leadership Impact
  • Career Growth & Market Influence

About Our Client

The employer is a prominent organisation within the financial services sector, recognised for its robust market presence and commitment to excellence. The company operates on a large scale, offering a range of services to meet diverse client needs.

Job Description



  • Operational Leadership:
    • Lead and manage all back-office and middle-office operations, including trade processing, settlement, clearing, and reconciliation.
    • Ensure timely and accurate execution of securities transactions across all asset classes.


  • Risk & Compliance:
    • Oversee client due diligence (CDD/KYC) processes in line with local and international regulations.
    • Implement robust operational risk management frameworks and internal controls.


  • Process Optimization:
    • Drive automation and digital transformation initiatives to improve efficiency and reduce operational risk.
    • Establish and monitor KPIs for operational performance and client service standards.


  • Regulatory & Audit:
    • Ensure compliance with SEC, SET, and other relevant regulatory bodies.
    • Liaise with regulators and auditors on operational matters.


  • Team Management:
    • Build and lead a high-performing operations team, fostering a culture of accountability and continuous improvement.



The Successful Applicant

A successful Chief Operating Officer (COO) should have:



  • Education: Bachelor's degree in Finance, Business Administration, or related field; MBA or equivalent preferred.


  • Experience:
    • Minimum 15 years in operations within securities brokerage, investment banking, or financial services.
    • Strong background in settlement, clearing, custody, and CDD/KYC processes.
    • Proven track record in managing large teams and complex operational environments.


  • Skills:
    • Deep understanding of Thai capital markets and regulatory landscape.
    • Strong leadership, strategic thinking, and problem-solving skills.
    • Excellent communication and stakeholder management abilities.

What's on Offer

  • Competitive salary
  • Generous bonus
  • Permanent position within the financial services industry.
  • Opportunities to lead and innovate within a large-scale organisation.
  • Supportive and professional working environment.



If you are an experienced professional ready to take on a leadership role as a COO, this is an excellent opportunity to advance your career. Apply today to join a reputable organisation in the financial services sector.

Contact
Pla Lertsiri
Quote job ref
JN-112025-6885091

Job summary

Function
Operational & General Management
Subsector
Operational & General Management Subsector
Industry
Financial Services
Location
Bangkok
Contract type
Permanent
Consultant name
Pla Lertsiri
Job reference
JN-112025-6885091

About Page Executive

Page Executive are inclusive Recruiters and Hirers, as reflected in our Clear Assured Platinum Standard Accreditation from the Clear Company. We are passionate about attracting diverse talent and are committed to ensuring our processes are inclusive and supportive.