Compliance Advisory Director (LME CAT 1 firm)

City of London Permanent

About Our Client

This company is an established CAT 1 LME firm in London.

Job Description

  • Provide regulatory advice and guidance to the business.
  • Be an LME subject expert
  • Support the development and implementation of compliance policies and procedures.
  • Stay abreast of regulatory developments within the financial services industry.
  • Assist with regulatory reporting and monitoring.
  • Work closely with various departments to ensure compliance with regulations.
  • Support the compliance training program within the company.
  • Act as a point of contact for regulatory inquiries and audits.
  • Lead and manage compliance projects as required.

The Successful Applicant

  • A relevant educational background in Finance, Law, or a related field.
  • A strong advisory, reg reporting background
  • Proven experience in a similar role, must have metals, LME experience
  • Excellent communication and interpersonal skills.
  • The ability to work effectively in a team and independently.
  • Strong analytical and problem-solving skills.

What's on Offer

  • A vibrant and supportive company culture.
  • The opportunity to be part of a growing company in the financial services industry.
  • Convenient London location
Sumrana Saleem
Quote job ref

Job summary

CFO & Financial Management
CFO & Financial Management Subsector
Financial Services
City of London
Contract type
Consultant name
Sumrana Saleem
Job reference

About Page Executive

Page Executive are inclusive Recruiters and Hirers, as reflected in our Clear Assured Platinum Standard Accreditation from the Clear Company. We are passionate about attracting diverse talent and are committed to ensuring our processes are inclusive and supportive.