Compliance Programme Manager

London Permanent £14,000 - £150,000 per year View Job Description
Compliance Programme Manager will join a newly formed team supporting the Deputy Head of compliance to deliver and implement a series of initiatives, including change initiatives, across compliance that support the day to day functions of the broader compliance department.
  • An opportunity to shape and drive change in an EMEA wide compliance function.
  • Strong knowledge of compliance experience driving programmes of change.

About Our Client

A large international bank based in London.

Job Description

Compliance Programme Manager will act in a senior capacity supporting the delivery and implementation of the EMEA compliance Transformation initiative by:

  • Ensuring that the transformation initiative is appropriately supported by governance and oversight. Ensuring associated progress, controls, decision-making, risk and issue management are robustly documented and evidenced to withstand review by external Regulatory Authorities.
  • Preparing appropriate Management Information, Senior Management reporting up to and including Management Board and, when required, Regulatory reporting submissions with respect to compliance change initiatives and other compliance matters.
  • Partner with compliance Management to develop a consistent departmental strategy across EMEA that is designed to effectively manage Compliance and Financial Crime risk whilst ensuring a cohesive and effective EMEA compliance Department

Accountabilities & Responsibilities

  • To support the successful delivery and implementation of the EMEA compliance Transformation initiative.
  • Work with stakeholders across Compliance and Financial Crime teams to deliver end-to-end change programmes
  • Oversee Transformation initiative workstreams to ensure workstream deliverables are met in line with initiative plan, escalating risks and issues in a timely and effective manner to ensure resolution.
  • Working with workstream leads to document end to end processes, build business cases, business user requirements and functional specifications
  • Co-ordinate and where appropriate, lead and participate in the development, testing and implementation of IT solutions and enhancements
  • Preparing appropriate MI, Senior Management Reports including Board and, when required, regulatory reporting submissions with respect to change Compliance and Financial Crime change initiatives
  • Evaluate and assess Compliance, Monitoring and Surveillance and Financial Crime change requests ensuring necessity and impact of change request to ensure a consistent approach
  • Partner with EMEA Compliance and Financial Crime Management to develop a consistent departmental IT strategy across EMEA that is designed to effectively manage Compliance and Financial Crime risk whilst ensuring a cohesive and effective EMEA Compliance and Financial Crime Department
  • Partner with key stakeholders across 3 lines of defence provide advice and guidance on any Compliance and Financial Crime process change, control enhancements and the deployment thereof.

The Successful Applicant

Compliance Programme Manager Knowledge, Skills, Experience & Qualifications

  • Has demonstrable experience working in a change leadership role within a regulated entity with the relevant knowledge and understanding of appropriate systems and controls frameworks
  • End to end programme management experience in Financial Crime or Compliance within a financial services organisation, preferably banking
  • Knowledge of UK and EU Compliance and Financial Crime regulations, legislation and industry best practice
  • Has previously worked in a role responsible for designing and implementing Financial Crime or Compliance programs (or parts thereof)
  • Has extensive stakeholder management experience and adopts a proactive approach to stakeholder engagement and management, using initiative to meet with stakeholders and build strong relationships
  • Has extensive project management experience
  • Experience/demonstrable comfort with technology concepts and solutions that support the development of an effective Compliance and Financial Crime framework
  • Has experience anticipating, identifying and managing risks in programme delivery
  • Has experience of dealing with regulatory examinations
  • Strong ability to manage competing priorities

What's on Offer

This is paying c. £140-150K as a basic plus benefits

Contact
David Stansfield
Quote job ref
JN-102024-6577125

Job summary

Function
Operational & General Management
Subsector
Operational & General Management Subsector
Industry
Financial Services
Location
London
Contract type
Permanent
Consultant name
David Stansfield
Job reference
JN-102024-6577125

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