Director, Compliance - Alternative Investments (Private Equity)

Hong Kong Island Permanent
  • Excellent opportunity to join a newly created PE business of an asset manager
  • Stable environment, excellent culture, great people

About Our Client

Our client is an Asset Manager with over 10,000 employees working in 40 countries around the world. Due to business needs, they are currently building out and expanding their alternative businesses which include private equity, hedge funds, credit and etc. They offer great benefits, excellent culture, and work life balance.

Job Description

As the Head of the Compliance Function, you will act as the dedicated officer and MLRO for the Alternative Business.

Responsibilities:

  • Develop and establish AML & CTF Framework, Compliance Policies and etc.
  • Monitor and review new regulatory developments, and apply to the business when necessary
  • Participate in cycle of fund raising cycle, reviewing marketing materials, due diligence questionnaires and etc.
  • Act as the point of contact for all advisory and monitoring resources on compliance matters relating to the business and communications with investors and clients
  • Partner with first and second line teams to identify steps to mitigate risks
  • Provide training to internal staff on compliance, regulatory and AML
  • AML and MLRO activities including business risk, customer due diligence and etc.

The Successful Applicant

Requirements:

  • Bachelor's Degree in Business, Accounting, Law and etc.
  • At least 10 years of compliance experience in private equity and/ or alternative investments
  • Excellent understanding of alternative investments instruments
  • Good experience in regulatory, AML and etc.
  • Excellent communication skills, able to work independently
  • Legal background will definitely be an asset

What's on Offer

  • work life balance
  • excellent team
  • expanding business
  • great benefits
  • senior opportunity
Contact
Jeremy Lam
Quote job ref
JN-112021-4529220

Job summary

Location
Contract type
Consultant name
Jeremy Lam
Job reference
JN-112021-4529220