Save Job Back to Search Job Description Summary Similar JobsBanking client seeking Compliance Counsel to report to CCO5 day a week in person role in Midtown ManhattanAbout Our ClientBanking institution.Job DescriptionThe Counsel will join a dynamic Compliance and Legal team, reporting directly to the COO.Main Responsibilities:Serve as the point person for corporate compliance matters, advising internal stakeholders on corporate compliance risk assessment, new product approval processes, compliance monitoring and testing, compliance trainingSpearhead the regulatory change management processAdvise on conduct risk, review outside business activity requests advising on conflicts of interest, conducting internal investigations and reviews when requiredManage the firm's corporate compliance program, implementing policies and procedures concerning: anti-bribery, anti-corruption, conflicts of interest, customer interaction, insider and affiliate transactions, personal trading, insider information, outside business activity and gifts and entertainmentAdvise on a wide range of regulatory matters including regulatory rules and special projects, while managing all examinations while working with regulatory agenciesRespond to regulatory requests for informationThe Successful ApplicantJD from top US Law SchoolAdmitted to NY State Bar4-6 years of experience working at a law firm, in-house at financial services institution, and/or regulatory agencyMust have experience with corporate compliance (anti-bribery, anti-corruption, corporate gifting, customer interaction, etc.)Experience advising on financial services compliance and regulationsExperience writing policies and procedures surrounding compliance mattersExperience in counseling/advising business teamsWhat's on OfferCompetitive base salaryBonusContactJennifer PettigrewQuote job refJN-082024-6520230Job summaryFunctionLegalSubsectorLegal SubsectorIndustryFinancial ServicesLocationNew YorkContract typePermanentConsultant nameJennifer PettigrewJob referenceJN-082024-6520230
