Head of Compliance & MLRO -(Mortgages)

Bristol Permanent
  • Head of Compliance & MLRO
  • mortgages/ retail

About Our Client

A leading mortgages advisor

Job Description

Be the dedicated person for compliance and AML for the firm (SMF16 & SMF17)

Be a leader in embedding compliance in our corporate culture,build the team and ensure that all staff are trained and appropriately informed in relation to all compliance matters affecting the business

Accountable for advising the Board and Executive Management, and work with the COO in operational implementation of the company's Compliance and Conduct Risk approach, ensuring a culture that underpins fairness and supports positive customer outcome is embedded in the business

Provide clear, pragmatic guidance and support to the business in relation to compliance and regulatory matters, including mortgage lending, data protection, anti-money laundering and emerging regulation

The Successful Applicant

Operational and leadership experience in a compliance function and currently in a senior managerial position, in a UK financial services business

Previously held or prepared to hold FCA controlled functions of SMF 16 AND SMF 17

Ideally, the candidate will be familiar with regulated mortgage lending laws and regulations

Relevant degree or qualification

Ability to develop credibility with business stakeholders and work well under pressure

Ability to communicate across a number of key stakeholders including senior, executive and board level

Highly organised and efficient, with ability to multi-task and meet tight deadlines and be comfortable with regulatory change

Be ethical and carry the highest degree of integrity

What's on Offer

Flexible working, great role to build a team with a high level of autonomy.

Sumrana Saleem
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Job summary

CFO & Financial Management
CFO & Financial Management Subsector
Financial Services
Contract type
Consultant name
Sumrana Saleem
Job reference

About Page Executive

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