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- Head of Compliance & MLRO
- mortgages/ retail
About Our Client
A leading mortgages advisor
Job Description
Be the dedicated person for compliance and AML for the firm (SMF16 & SMF17)
Be a leader in embedding compliance in our corporate culture,build the team and ensure that all staff are trained and appropriately informed in relation to all compliance matters affecting the business
Accountable for advising the Board and Executive Management, and work with the COO in operational implementation of the company's Compliance and Conduct Risk approach, ensuring a culture that underpins fairness and supports positive customer outcome is embedded in the business
Provide clear, pragmatic guidance and support to the business in relation to compliance and regulatory matters, including mortgage lending, data protection, anti-money laundering and emerging regulation
The Successful Applicant
Operational and leadership experience in a compliance function and currently in a senior managerial position, in a UK financial services business
Previously held or prepared to hold FCA controlled functions of SMF 16 AND SMF 17
Ideally, the candidate will be familiar with regulated mortgage lending laws and regulations
Relevant degree or qualification
Ability to develop credibility with business stakeholders and work well under pressure
Ability to communicate across a number of key stakeholders including senior, executive and board level
Highly organised and efficient, with ability to multi-task and meet tight deadlines and be comfortable with regulatory change
Be ethical and carry the highest degree of integrity
What's on Offer
Flexible working, great role to build a team with a high level of autonomy.
Job summary
- Function
- CFO & Financial Management
- Subsector
- CFO & Financial Management Subsector
- Industry
- Financial Services
- Location
- Bristol
- Contract type
- Permanent
- Consultant name
- Sumrana Saleem
- Job reference
- JN-062022-5649397
