Legal and Compliance Counsel

New York Permanent
  • Exciting opportunity to join Legal and Compliance team of Investment Advisor
  • Reports directly to General Counsel/CCO

About Our Client

SEC Registered Investment Advisor.

Job Description

Role will report directly to the General Counsel and Chief Compliance Officer and will handle the following:

  • Drafting and negotiating contracts, side letters, non-disclosure and other legal agreements
  • Reviewing marketing materials for regulatory compliance, handling a variety of other contracts as needed
  • Advise on the structuring of fund formation, and related documentation
  • Provide support in reference to compliance and regulatory filings
  • Assist in managing outside counsel
  • Handle other matters as they arise

The Successful Applicant

  • JD from top law school with excellent academic credentials and GPA
  • Admitted to NY State Bar
  • 2-4 years of experience within the Investment Management/Private Funds group of a top law firm
  • Excellent written and verbal communication skills
  • Team player

What's on Offer

  • Competitive base salary
  • Bonus
  • Additional benefits
Jennifer Pettigrew
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Job summary

Contract type
Consultant name
Jennifer Pettigrew
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