Regulatory Compliance & Financial Crime Officer
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Bullet points
experience in financial services compliance
experience in MIFID II, Regulatory Reporting and monitoring, AML
About Our Client
This is a highly successful business with a work hard play hard culture. They offer a lot of perks but do have high expectations from their employees.
Job Description
Identify areas of money laundering risk; in co-operation with the Senior Financial Crime analysts, devise and launch initiatives to counter those risks
· Identify regulatory change across MiFID and E Money and provide input into how these areas can be strengthened
· Involvement in the delivery of compliance projects ensuring technical excellence and a practical, business driven approach
· Formulate and present detailed analysis to enable the board of directors and senior management team to accurately assess the risk profile of the business
· Act as the subject matter expert in the areas of client on-boarding, monitoring and relevant MiFID and E Money regulation
· Provide comprehensive support to the business prior to launch of new products and acceptance of new client typologies
· Oversee the delivery of AML/Financial Crime and Conduct rules training to the group
· Work closely with the Compliance Director to escalate significant risks
The Successful Applicant
· Experience in working within the E Money, Payments and MiFID environment
· Working knowledge of agency banking, virtual IBANS, internal wallet transfers and the associated financial crime and regulatory risks
· Detailed understanding of the deliverable foreign exchange market
· Excellent understanding of Money Laundering Regulations, JMLSG and applicable MiFID, PSD and E Money conduct rules
· Skilled in finding solutions to new problems and adept at applying conceptual knowledge to establish new operating procedures
· Thorough knowledge of the flow of funds from merchants through acquirers, PSP's and onward distribution of funds
· Ability to apply commercial acumen when assessing business opportunities
What's on Offer
Career progression in a thriving business and exceptional unique benefits including a gym and hair salon and bar on-site!