Save Job Back to Search Job Description Summary Similar JobsSenior Regulation and Compliance Managerregulatory, compliance, risk retail and/or SME financial services, credit regsAbout Our ClientFinancial Services RegulatorJob DescriptionI am recruiting a Senior Regulatory & Compliance Manager for a financial services regulatory based either in London or fully remote. You will:Support the Director of Regulation, Compliance and Insight to develop and implement an oversight and compliance monitoring strategy which combines a variety of quantitative techniques and analytical tools to effectively mine and interrogate dataProduce reporting of insightful data and management information based on outputs of compliance monitoring work to identify areas of focus, aid understanding of areas of emerging concernOversee the assessment of registered firms' policies, procedures and operational frameworks for adherence to the Standards and Codes, and the recommendations to firmsManage the monitoring and completion of clear and detailed reporting and action plans arising from registered firm reviews, ensuring all reporting is delivered on time and to the quality and standard expectedManagement and development of high-value, senior relationships at registered firms, ensuring that they are focused on maintaining compliance with relevant standards and codes and breaches are addressed with timely and appropriate actions.The Successful ApplicantYou will have:At least five years' experience in a senior regulatory, compliance, risk or policy role in the UK retail and/or SME financial services industry with a strong understanding of the UK credit regulatory and financial services landscape.Experience of developing and delivering regulatory and oversight strategies based on quantitative and qualitative information.Demonstrable experience of analysing quantitative and qualitative information drawn from a range of monitoring and external sources, assessing risk, forming robust judgments and presenting the key issues, trends and risks.First class communication and presentation skills (oral and written), with demonstrable evidence of building long-term, high value relationships and establishing credibility with senior stakeholders.Strong interpersonal skills with experience of dealing with and influencing senior personnel and gaining acceptance of recommendations and report findings through tactful and sound persuasion.Ability to understand a firm's goals and objectives and then be able to strike the right balance between being independent and helping the firm achieve its aims, i.e. to act as a critical friend.What's on Offer£75,000 PA + benefits London or gully remote roleContactKas RothwellQuote job refJN-012025-6631809Job summaryFunctionPolicy, Economics & Regulatory AffairsSubsectorPolicy, Economics & Regulatory Affairs SubsectorIndustryFinancial ServicesLocationLondonContract typePermanentConsultant nameKas RothwellJob referenceJN-012025-6631809
