SVP, Senior Counsel - Registered Funds

New York Permanent $225,000 - $250,000 per year View Job Description
We are seeking a Senior Counsel - Registered Funds in New York to provide expert legal advice and guidance related to the 33 Act and 40 Act, focusing on compliance and regulatory requirements.
  • Exciting opportunity to join growing firm.
  • Registered funds SME.

About Our Client

Financial services firm.

Job Description

  • Provide legal counsel on matters related to registered funds, ensuring compliance with the 33 Act and 40 Act.
  • Draft and review legal documents, including fund registration statements and prospectuses.
  • Advise on regulatory filings and corporate governance matters.
  • Collaborate with internal teams to ensure adherence to legal and regulatory requirements.
  • Monitor and interpret changes in securities laws and regulations impacting registered funds.
  • Support fund-related transactions, including mergers, acquisitions, and reorganizations.
  • Provide training and guidance to internal stakeholders on legal and compliance matters.
  • Manage relationships with external counsel and regulatory agencies as needed.



MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

  • Strong knowledge of the 33 Act and 40 Act.
  • Expertise in handling legal matters related to registered funds.
  • Proficiency in drafting and reviewing fund-related legal documents.
  • Ability to effectively communicate and collaborate with internal and external stakeholders.
  • A Juris Doctor (JD) degree from an accredited law school and admission to the bar.



What's on Offer

  • Competitive salary ranging from $225000 to $250000 USD annually.
  • Comprehensive benefits package.
  • Opportunities for professional development and advancement.
  • Collaborative work environment in New York.



Contact
Jennifer Pettigrew
Quote job ref
JN-102025-6872384

Job summary

Function
Legal
Subsector
Legal Subsector
Industry
Financial Services
Location
New York
Contract type
Permanent
Consultant name
Jennifer Pettigrew
Job reference
JN-102025-6872384

About Page Executive

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