Swap dealer - broker dealer Accountant

Manhattan Permanent
  • Exciting opportunity for a derivatives accountant to join a bank
  • Stable firm hiring a candidate with Swap dealer or derivatives accountant

About Our Client

Leading Corporate Bank based in midtown

Job Description

  • An outstanding opportunity exists to join the Local Regulatory Reporting team responsible for all Swap Dealer regulatory and financial reporting. This position is an Associate level opening responsible for the following:
    • Preparation and analytical review of the Firm's monthly National Futures Association (NFA) Form CSE-BHC filing ( Balance Sheet, Income Statement, Capital and Counterparty Credit Risk Schedules).
    • Daily monitoring of the firm's Capital position ensuring compliance with CFTC and NFA notification requirements
    • Ensure on-going compliance with all existing and emerging regulatory and US GAAP reporting requirements of a registered Swap Dealer.
    • Work closely with internal and external audit teams, regulators and examiners to provide/coordinate responses to information requests.
    • Work with Finance, Operations and Risk to further develop and document the Swap Dealer's internal control framework to ensure compliance with Regulatory expectations and prepare for future NFA examinations.
    • Development of policy, procedure and control documentation supporting the Swap Dealer's internal control framework
    • Responsible for the preparation of Finance package used for Quarterly Board of Director meetings

The Successful Applicant

  • Undergraduate degree in Finance or Accounting, CPA a plus
  • Experience working with auditors and US regulator examiners a plus
  • At least 5+ years of relevant working experience
  • Very good analytical skills and knowledge of derivatives
  • Ability to perform under pressure and react/reprioritize quickly
  • Excellent (written/verbal) communication and organization skills are required;
  • Proactive, team player and hands-on;
  • Proficient in Microsoft Excel, VBA, Word, PowerPoint (Python a plus)

What's on Offer

Attractive compensation package

Excellent work life balance

Ablity to work from home, very flexible in office requirement

Charlotte Rooney
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Job summary

CFO & Financial Management
CFO & Financial Management Subsector
Financial Services
Contract type
Consultant name
Charlotte Rooney
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