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- Hybrid working mode
- Good work life balance, excellent working culture
About Our Client
Our client is a leading global securities and asset management firm with huge presence in Greater China. If you are seeking a strategic opportunity with plenty of remit, do not hesitate to look further!
Job Description
Role: VP, AML & Control Room
Location: Hong Kong
Salary: Competitive base salary with excellent annual bonus
Reporting to: Head of Compliance
Responsibilities:
- Developing Control Room policies and procedures
- Maintenance of the Watch, Grey and Restricted Lists
- Control of the central compliance inbox and replying to mails
- Coordinating and approving wall crossings
- Monitor private investment transactions and recording the review findings
- Maintaining the accuracy and completeness of the list of trading restrictions
- Evaluating waivers on post trade market abuse and sanctions alerts
- AML review and surveillance
The Successful Applicant
- Experience commensurate with a mid / senior role, gained within the Control Room and/ or AML departments of an investment bank.
- Knowledge and understanding in relation to the HK Securities Rules, the Market Abuse Regime and rules and principles relating to the independence of research.
- Good understanding of AML rules and guidelines set by the SFC
- Must be able communicate in both English and Chinese (Mandarin and Cantonese)
What's on Offer
Great working environment
Good benefits
Contact
Jeremy Lam
Quote job ref
JN-032023-5962418
Job summary
- Function
- Operational & General Management
- Industry
- Financial Services
- Location
- Hong Kong Island
- Contract type
- Permanent
- Consultant name
- Jeremy Lam
- Job reference
- JN-032023-5962418
