Investment Management Counsel

Miami, Florida Permanent $205,000 - $230,000 per year View Job Description
Exciting opportunity to join a growing asset management firm's legal team with a focus on fund formation and distribution of LATAM funds.
  • Exciting opportunity to join growing asset manager's legal team
  • Focus on LATAM funds regulatory and distribution legal matters

About Our Client

Asset manager.

Job Description

  • Draft and negotiate agreements with Latin American distribution agents ensuring compliance with both U.S. and local market regulations.
  • Advise on the legal implications of offering new and existing products and services, including private funds, exchange traded notes and local Latin American structures.
  • Coordinate with local counsel across Latin American jurisdictions on regulatory matters, fund formation work, and compliance issues specific to each market.
  • Draft and review private fund offering materials, partnership agreements, and other private fund legal documentation.
  • Review and negotiate side letters, subscription agreements, and investor documentation for Latin American institutional and high-net-worth clients.
  • Support client relationship development and business expansion initiatives in key Latin American markets.

The Successful Applicant

  • 5+ years of fund formation experience within the investment management space
  • Strong knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA regulations
  • Working knowledge of Latin American fund offering rules and regulatory frameworks private funds and other products
  • Experience with offshore fund structures, Regulation D offerings, and international private placement requirements
  • Member in good standing of Florida Bar, another state or jurisdiction
  • Law firm or in-house experience at an asset management firm or broker dealer is a plus

What's on Offer

  • Competitive base salary
  • Bonus
  • Comprehensive benefits plan
Contact
Jennifer Pettigrew
Quote job ref
JN-062026-7037152

Job summary

Function
Legal
Subsector
Legal Subsector
Industry
Financial Services
Location
Miami
Contract type
Permanent
Consultant name
Jennifer Pettigrew
Job reference
JN-062026-7037152

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