Save Job Back to Search Job Description Summary Similar JobsFamiliar with SFC 1,9 private equity businessHand-on experience on Private Equity investor reportingAbout Our ClientChinese private equity platform invest in cross boder investments and AI industryJob DescriptionAct as the Responsible Officer for the firm's SFC Type 1 and Type 9 regulated activities and maintain compliance with all applicable SFC regulations and licensing requirements.Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.Establish and maintain robust compliance, risk management, AML/KYC, and internal control frameworks across the business.Serve as the primary point of contact for the SFC, auditors, legal advisers, fund administrators, and other regulatory stakeholders.Provide leadership and supervision to investment, operations, and compliance teamsThe Successful ApplicantEligible to act as an SFC Responsible Officer for Type 1 (Dealing in Securities) and Type 9 (Asset Management) regulated activities in Hong Kong.Minimum 10 years of relevant experience in private equity, asset management, investment management, or alternative investments, including managerial and supervisory responsibilities.Strong knowledge of Hong Kong regulatory requirements, including the Securities and Futures Ordinance, Fund Manager Code of Conduct, AML/CFT regulations, and SFC compliance standards.Proven track record in private equity transactions, including due diligence, deal execution, portfolio management, and investor reporting.Excellent leadership, stakeholder management, and communication skills, with fluency in English and Chinese preferred.What’s on OfferGood culture in a growing Private Equity platformContactHayley LawQuote job refJN-092026-7099762Job summaryFunctionSalesSubsectorSales SubsectorIndustryFinancial ServicesLocationHong KongContract typePermanentConsultant nameHayley LawJob referenceJN-092026-7099762
