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My client is seeking a driven and commercially astute investment banking professional to join its Technology Investment Banking group at the Associate Director or Director level, based in the United States. The individual will be the primary business development and execution lead for enterprise technology mandates in North America, with a focus on software, SaaS, AI/ML infrastructure, cybersecurity, cloud services, and IT services businesses.
The Chief Risk & Compliance Officer will build and lead a unified risk and compliance capability. This position represents a critical leadership hire, responsible for developing a cohesive framework spanning regulatory compliance, enterprise risk, governance, and operational resilience.The role blends advisory and execution, requiring strong judgement, regulatory expertise, and the ability to scale systems and teams in a dynamic environment.
Opportunity to join investment bank as Senior Equity Finance Counsel to support the equity sales and trading platform, with a focus on equity finance, running point on legal advisory for margin lending, equity repo, securities lending, delta-one swaps, etc.
This Director & Counsel opportunity is a senior legal leadership role supporting the U.S. insurance business of a premier global financial services organization, providing strategic advice on insurance regulation, product development, commercial transactions, and risk management. The position partners closely with senior executives and cross-functional stakeholders.
Opportunity to join investment bank as Executive Director, Senior Counsel to support the equity sales and trading platform, running point on legal advisory for syndicated margin lending, equity repo, securities lending, delta-one swaps. Working directly with senior leadership of rapidly growing desk.
The Head of US Risk & Compliance will lead and enhance the firm's US risk and compliance function, partnering closely with global leadership across the US, Europe, and APAC to develop and implement effective risk management strategies. This individual will oversee regulatory compliance, conflicts and new business intake, professional responsibility matters, and lead the team.
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