Policy Economics Regulatory Affairs jobs in Financial Services

This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.

This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.

This role leads core components of the compliance program supporting a broad wealth management platform. The Director will oversee regulatory alignment, partner with leaders across the business, and guide monitoring, testing, product reviews, and governance activities. The position is ideal for an experienced compliance professional who excels in complex regulatory environments and can influence senior stakeholders.

The VP, Business Compliance Officer will strengthen the bank's Wealth Management compliance program. This position sits within a high‑visibility Risk & Compliance function and plays a key role in overseeing regulatory adherence, advising on new business activities, and shaping strong governance practices.

Sie besitzen eine ausgeprägte konzeptionelle Stärke und eine strategische Denkweise, gepaart mit Geschäftssinn und einem „Business-enabling"-Mindset? Sie möchten in einer verantwortungsvollen Rolle mit Impact & Gestaltungsraum arbeiten und als Group-MLRO die europäische Wachstumsstrategie aus AML-Perspektive mitgestalten? Dann könnte dies der perfekte nächste Karriereschritt für Sie sein!

Our client brings together talent from nearly 60 countries and over 150 nationalities. As Head of the Brussels Office within the international Government & Public Affairs team, the successful candidate will monitor political and regulatory developments and help shape the organisation's strategic positioning in Europe.

Director of EU Government Affairs (France, Belgium, and Luxembourg -FBL) for a global financial services firm bases in Paris

La persona seleccionada se encargará de la gestión integral de riesgos del banco, garantizando que todas las tipologías -crédito, liquidez, mercado, operacional, tecnológico, ciber, cumplimiento y reputacional- se encuentren adecuadamente identificadas, medidas, monitorizadas y gestionadas.

Role snapshot

As the Head of Compliance for our China entity, you will act simultaneously as strategic radar and execution engine-anticipating regulatory shifts before they happen and embedding policies, processes, tools and culture that let the business scale confi-dently and compliantly.