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This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.
This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.
This role leads core components of the compliance program supporting a broad wealth management platform. The Director will oversee regulatory alignment, partner with leaders across the business, and guide monitoring, testing, product reviews, and governance activities. The position is ideal for an experienced compliance professional who excels in complex regulatory environments and can influence senior stakeholders.
The VP, Business Compliance Officer will strengthen the bank's Wealth Management compliance program. This position sits within a high‑visibility Risk & Compliance function and plays a key role in overseeing regulatory adherence, advising on new business activities, and shaping strong governance practices.
Sie besitzen eine ausgeprägte konzeptionelle Stärke und eine strategische Denkweise, gepaart mit Geschäftssinn und einem „Business-enabling"-Mindset? Sie möchten in einer verantwortungsvollen Rolle mit Impact & Gestaltungsraum arbeiten und als Group-MLRO die europäische Wachstumsstrategie aus AML-Perspektive mitgestalten? Dann könnte dies der perfekte nächste Karriereschritt für Sie sein!
Our client brings together talent from nearly 60 countries and over 150 nationalities. As Head of the Brussels Office within the international Government & Public Affairs team, the successful candidate will monitor political and regulatory developments and help shape the organisation's strategic positioning in Europe.
Director of EU Government Affairs (France, Belgium, and Luxembourg -FBL) for a global financial services firm bases in Paris
La persona seleccionada se encargará de la gestión integral de riesgos del banco, garantizando que todas las tipologías -crédito, liquidez, mercado, operacional, tecnológico, ciber, cumplimiento y reputacional- se encuentren adecuadamente identificadas, medidas, monitorizadas y gestionadas.
Role snapshotAs the Head of Compliance for our China entity, you will act simultaneously as strategic radar and execution engine-anticipating regulatory shifts before they happen and embedding policies, processes, tools and culture that let the business scale confi-dently and compliantly.
The Finance Director will oversee financial operations within the Leisure, Travel & Tourism industry, ensuring robust financial management and strategic planning. This is a permanent role offering a competitive salary and an opportunity to provide leadership both to the finance team and the wider business.
The Finance Director role in the professional services industry requires a skilled leader with expertise in accounting and finance to oversee financial operations and strategy. This opportunity in Bristol offers a chance to shape and drive financial success within a forward-thinking organisation.
És responsable d'impulsar millores operatives i executar iniciatives de creació de valor a les empreses participades pel fons. Treballa estretament amb l'equip d'inversió i amb els equips directius de les participades, donant suport a la implementació de plans de millora operativa, optimització de costos i creixement rendible. El rol té un en operacions, producció, cadena de subministrament i eficiència operativa.
Join a rapidly scaling business as Head of Change & Process, leading the end‑to‑end transformation of service, operations and core ways of working. This is a high‑impact leadership role driving customer‑led operational change while shaping the strategic evolution of the organisation as it moves from start‑up foundations to enterprise‑grade operations.
The Divisional Director will lead and oversee multi-site operations, ensuring ongoing manufacturing excellence, strategic alignment with group and growth across the region. This role requires strong leadership and operational expertise to drive success in a specialist manufacturing sector.
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