Save Job Back to Search Job Description Summary Similar JobsSuccessful niche asset managerBased in ZurichAbout Our ClientOur client is a niche asset manager with a strong track record located in Zurich. Due to their expansion plans they are looking for a pragmatic, hands-on Legal & Compliance Director to oversee its Legal & Compliance department.Job DescriptionDesign and execute the legal and compliance strategy, maintaining controls, regulatory registers incidents and remediation tracking.Lead AML & KYC across client and investor onboarding, including sanctions screening, transaction monitoring, and escalation of suspicious activity.Ensure end-to-end regulatory compliance with Swiss FINMA requirements and coordinate governance funds including fund structuring.Act as a trusted legal and commercial advisor, drafting and negotiating, distribution and trading agreements, documentation and commercial contracts.Drive legal strategy and execution for fundraising initiatives, leading investor negotiations and facilitating the successful conversion of prospective investors.Oversee cross-border distribution and marketing controls, including EU distribution rules, target market/suitability assessments, and marketing material reviews.Serve as the main point of contact for regulators, auditors, and external counsel, managing regulatory interactions and audits with confidence.The Successful ApplicantUniversity degree in Law, further education is an advantage10-15 years of experience in legal and compliance roles within an asset management or preferably in a private equity firmHands-on experience working with Luxembourg fund structures, combined with solid, practical exposure to Swiss FINMA regulation.Solution-oriented mindset, with the ability to draft and negotiate complex agreements while applying sound, pragmatic risk judgment.Demonstrated leadership capability, including managing small teamsA strong team player with interpersonal skills and to engage with internal stakeholders, regulators and external parties.Fluency in German and English are a must have.What's on OfferCoverage of a diverse stet of legal work with direct influence on the firm's regulatory and legal framework.High visibility role working closely with executive management and cross-border stakeholders.Attractive compensation package and long‑term career developmentContactAnthony AdamQuote job refJN-062026-7048005Job summaryFunctionLegalSubsectorLegal SubsectorIndustryFinancial ServicesLocationZürichContract typePermanentConsultant nameAnthony AdamJob referenceJN-062026-7048005
