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  • Permanent 4
  • Director Regulatory Policy/Insight

    London, England
    Permanent
    £170,000 - £200,000 per year

    This role requires a seasoned professional to oversee the development and delivery of regulatory policy and insights within the financial services sector. The Director of Regulatory Policy/Insight will provide strategic guidance and manage key relationships to ensure compliance and forward-thinking policy initiatives.

    • Director Regulatory Policy/Insight for a global advisory business
    • financial services policy, conduct policy, prudential policy
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  • SVP, Compliance Lead - Advisory Tech

    New York, New York
    Permanent
    $100,000 - $170,000 per year

    This position serves as a senior compliance advisor supporting technology‑driven wealth management solutions and broker‑dealer oversight. The role works closely with product, business, and regulatory teams to evaluate new initiatives, strengthen compliance frameworks, and ensure adherence to applicable SEC and FINRA requirements.

    • Advise on compliance strategy for emerging wealth tech solutions
    • High‑visibility role partnering with senior executives and product leaders
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  • Director, Compliance Advisory - Investments

    Boston, Massachusetts
    Permanent
    $127,000 - $210,000 per year

    This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.

    • Lead compliance programs for multiple investment adviser entities
    • Shape advisory compliance strategy across complex product platforms
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  • Head of Compliance

    Guangzhou Shi, Guangdong
    Permanent
    RMB1,150,000 - RMB1,551,000 per year

    Role snapshot

    As the Head of Compliance for our China entity, you will act simultaneously as strategic radar and execution engine-anticipating regulatory shifts before they happen and embedding policies, processes, tools and culture that let the business scale confi-dently and compliantly.

    • Step into a true Head of Compliance with PBoC sign-off authority
    • To build the entire China program from policy to platform
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