Save Job Back to Search Job Description Summary Similar JobsExciting opportunity to join Legal Team of rapidly growing FinTech firmHybrid working environment with 4 days in NYC officeAbout Our ClientFinTech client operating within the alternative investment space.Job DescriptionNegotiate various agreements with counterparties including distributors, service providers, fund managers and BDCs, non-traded REITs, private REITs, and other closed-end funds registered under the 1940 Act.Draft and review of registered fund offering materials, and private fund legal documentation.Assist regulatory and compliance with the substantive provisions of the 1933 and 1940 Act, including those governing affiliated transactions, fund-of-fund arrangements, and advisory and distribution contracts.Advise on the legal implications of offering new and existing products and services.Coordinate use of outside legal counsel with respect to a variety of issues including regulatory, corporate and fund investment work.Review materials for SEC and FINRA compliance.Draft and review various contracts, non-disclosure agreements and other legal documentation.Perform ad hoc research projects.The Successful Applicant7+ years of fund formation experience within the registered fund or mutual fund spaceStrong knowledge of the 1933 and 1940 ActMember in good standing of New York Bar or another state or jurisdictionLaw firm or in-house experience at an asset management firm is a plus1934 act experience a plusStrong interpersonal and leadership skillsWillingness to learn new topics and work in an evolving business environmentOrganized and detail-oriented with big picture capabilitiesWhat's on OfferHybrid working environmentCompetitive base salaryBonusEquityUnlimited PTO and parental leave100% employer paid dental, vision, telemedicine401K matchContactJennifer PettigrewQuote job refJN-092025-6838076Job summaryFunctionLegalSubsectorLegal SubsectorIndustryFinancial ServicesLocationNew YorkContract typePermanentConsultant nameJennifer PettigrewJob referenceJN-092025-6838076
