Michael Page has been exclusively engaged by our client for a Legal Counsel - US search, located in Charlotte, NC. Our client is an international industrial manufacturing company.

• An outstanding opportunity exists to join the Local Regulatory Reporting team responsible for all Swap Dealer regulatory and financial reporting. This position is an Associate level opening responsible for the following:
  • Preparation and analytical review of the Firm's monthly National Futures Association (NFA) Form CSE-BHC filing ( Balance Sheet, Income Statement, Capital and Counterparty Credit Risk Schedules).

Responsibilities include

• Preparing reconciliations and reporting to ensure accuracy of financials.
• Preparing monthly financial statements, Head Office reporting, BHC reporting and other reports, as needed.
• Perform variance analysis and prepare commentary for significant movements in Balance Sheet and P&L.
• Perform balance sheet analysis on a monthly basis.
• Assist with complex financial analysis.

The director is responsible for ensuring a sound project management discipline over all change management initiatives operating over the Regulatory Reporting processes. This role requires a SME in regulatory reporting that has experience at another bank driving a change program which has impacted regulatory reporting. Areas of the transformation are data remediation/ data integrity, UAT testing, Axiom system implementation, strengthen key controls

FED Regulatory Reporting Specialist will be responsible for:
* Preparation of monthly / quarterly/ annual Federal Reserve Regulatory reports FR Y-9C, FR Y-15, and FFIEC 009, TIC etc
* Reconciliations of subledger trade activities to GL, validation of counterparty and security static data, and provide variance commentaries

My client is a leading Investment Bank with offices based in midtown.
The bank is successful and fast growing in the US, therefor recruiting an AVP in their financial reporting team.

You will support the management of the unit to manage financial accounting operations for the two main entities. You will support leaders to ensure compliance with accounting standards and internal accounting policies for financial
accounting of these entities

• The VP of Regulatory Reporting will prepare various regulatory reports for the bank and liaise with head office in Japan.
• Interact and work closely with the Legal Department and FR Y-10 Preparation Team to address all structural changes that relate to the FR Y-7 and FR Y-6 reports
• Continue to improve the process control effectiveness of the FR Y-7, FR Y-6 reports, and other branches regulatory reports preparation

Daily production of Balance Sheet Reconciliation and monitoring of key controls.

* Monthly reconciliation of Finance to MARPL P&L.

• As a Paralegal on a team of 7, you will assist with managing the Company's legal books and records and document retention policies
• Oversee and assist with the creation and maintenance of electronic legal agreement database; collect and identify data for input into legal database
• Assist with the preparation of documents related to the development/implementation of corporate policies/templates
• Ad hoc projects

In this role as Manager, Office of the Monitor, you will act in a supporting role to the Group and when appropriate will lead in communicating Monitor requests to various Bank stakeholders. You will partner closely with all stakeholders across all three lines of defense, particularly in Global Banking and Markets and Global Compliance, to ensure the Bank meets both its obligations and the Monitors expectations on a proactive basis.